-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J6W7o6aMDeWn64ymvpdNxCMhJ+91CRRYyWilJRH+bVTqdwYsIzjzgXcegF8IfmVf w+w7pCGgW1WeoZGQ0adghg== 0000950129-04-007624.txt : 20041006 0000950129-04-007624.hdr.sgml : 20041006 20041005175649 ACCESSION NUMBER: 0000950129-04-007624 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041005 GROUP MEMBERS: BARRETT L WEBSTER GROUP MEMBERS: COLUMBUS PETROLEUM LIMITED INC GROUP MEMBERS: F GARDNER PARKER GROUP MEMBERS: HARRIS A KAFFIE GROUP MEMBERS: IVAR SIEM GROUP MEMBERS: JAMES M TRIMBLE GROUP MEMBERS: MICHAEL J JACOBSON GROUP MEMBERS: MICHAEL S CHADWICK SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BLUE DOLPHIN ENERGY CO CENTRAL INDEX KEY: 0000793306 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731268729 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-38385 FILM NUMBER: 041066927 BUSINESS ADDRESS: STREET 1: 801 TRAVIS SUITE 2100 CITY: HOUSTON STATE: TX ZIP: 77002-5729 BUSINESS PHONE: 7132277660 MAIL ADDRESS: STREET 1: 11 GREENWAY PLAZA SUITE 1606 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: MUSTANG RESOURCES CORP DATE OF NAME CHANGE: 19900122 FORMER COMPANY: FORMER CONFORMED NAME: ZIM ENERGY CORP DATE OF NAME CHANGE: 19870921 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PARKER F GARDNER CENTRAL INDEX KEY: 0001020949 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 6200 SAVOY SUITE 956 STREET 2: PARKER INVESTMENTS CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7139643555 MAIL ADDRESS: STREET 1: 3200 SOUTHWEST FREEWAY STREET 2: SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77027 SC 13D 1 h18884sc13d.txt F. GARDNER PARKER FOR BLUE DOLPHIN ENERGY CO. ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 ------------------------------ Expires: December 31, 2005 ------------------------------ Estimated average burden hours per response..11 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___) ----------- BLUE DOLPHIN ENERGY COMPANY ------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value ------------------------------------------------------------------------- (Title of Class of Securities) 095395 20 8 --------------------------------------------- (CUSIP Number) N.L. Stevens, III, 1000 Louisiana, Suite 3400, Houston, Texas 77002, (713) 276-5500 ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 8, 2004 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 2 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Barrett L. Webster I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 2,744,034 PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,744,034 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 40.9% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 3 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) F. Gardner Parker I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES 41,663 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 2,744,034 PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 41,663 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,785,697 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 41.2% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 4 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Columbus Petroleum Limited, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Panama - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 911,712(1) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 911,712 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 911,712 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.6% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) CO - -------------------------------------------------------------------------------- - -------- (1) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 5 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Ivar Siem I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION Norway - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 918,264(2) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 918,264 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 918,264 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.7% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- - ---------- (2) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 6 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Harris A Kaffie I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 723,436(3) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 723,436 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 723,436 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.8% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- - ---------- (3) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 7 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Michael S. Chadwick I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES 20,834 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 14,080(4) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 34,914 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,914 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.5% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- - ---------- (4) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 8 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) James M. Trimble I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 14,580(5) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 14,580 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 14,580 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- - ---------- (5) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------ CUSIP NO. 095395 20 8 PAGE 9 OF 14 PAGES - --------------------- ------------------ - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS. I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Michael J. Jacobson I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only): - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (see instructions) N/A - -------------------------------------------------------------------------------- 5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8. SHARED VOTING POWER EACH REPORTING 161,962(6) PERSON ----------------------------------------------------------------- WITH 9. SOLE DISPOSITIVE POWER 161,962 ----------------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 161,962 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (see instructions) IN - -------------------------------------------------------------------------------- - ---------- (6) Pursuant to the Shareholder Agreement (as defined below), these shares are subject to voting rights by others on certain matters (as described below). SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 095395 20 8 PAGE 10 OF 14 PAGES - --------------------- ------------------- Item 1. Security and Issuer. This Schedule 13D (this "Filing") relates to the common stock, $0.01 par value ("Common Stock"), of Blue Dolphin Energy Company, a Delaware corporation (the "Company"), which has its principal executive offices located at 801 Travis, Suite 2100, Houston, Texas 77002. Item 2. Identity and Background. 1. Barrett L. Webster (a) Barrett L. Webster ("Mr. Webster") (b) 14701 St. Mary's Lane, Suite 800, Houston, Texas 77079 (c) Manager, Peregrine Management, LLC (d) Mr. Webster has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Webster has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Webster is a citizen of the United States. 2. F. Gardner Parker (a) F. Gardner Parker ("Mr. Parker") (b) 3601 Piping Rock, Houston, Texas 77027 (c) Private Investor, Camden Property Trust (d) Mr. Parker has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Parker has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Parker is a citizen of the United States. 3. Columbus Petroleum Limited, Inc. (a) Columbus Petroleum Limited, Inc. ("Columbus") (b) Aeulestrasse 74, FL-9490, Vaduz, Liechtenstein (c) Columbus' principal business consists of being an investment company. (d) Columbus has not, during the last five years, been convicted in a criminal proceeding. (e) Columbus has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. 4. Ivar Siem (a) Ivar Siem ("Mr. Siem") (b) 801 Travis, Suite 2100, Houston, Texas 77002. (c) Chairman of Board of Directors and Chief Executive Officer, Blue Dolphin Energy Company (d) Mr. Siem has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 095395 20 8 PAGE 11 OF 14 PAGES - --------------------- ------------------- (e) Mr. Siem has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Siem is a citizen of the Norway. 5. Harris A. Kaffie (a) Harris A. Kaffie ("Mr. Kaffie") (b) 801 Travis, Suite 2100, Houston, Texas 77002. (c) Partner, Kaffie Brothers (d) Mr. Kaffie has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Kaffie has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Kaffie is a citizen of the United States. 6. Michael S. Chadwick (a) Michael S. Chadwick ("Mr. Chadwick") (b) 801 Travis, Suite 2100, Houston, Texas 77002. (c) Senior Vice President and Managing Director, Sanders Morris Harris Group, Inc. (d) Mr. Chadwick has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Chadwick has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Chadwick is a citizen of the United States. 7. James M. Trimble (a) James M. Trimble ("Mr. Trimble") (b) 801 Travis, Suite 2100, Houston, Texas 77002. (c) President and CEO, Tri-Union Development Corporation (d) Mr. Trimble has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Trimble has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Trimble is a citizen of the United States. 8. Michael J. Jacobson (a) Michael J. Jacobson ("Mr. Jacobson") (b) 801 Travis, Suite 2100, Houston, Texas 77002. (c) President, Blue Dolphin Energy Company SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 095395 20 8 PAGE 12 OF 14 PAGES - --------------------- ------------------- (d) Mr. Jacobson has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) Mr. Jacobson has not, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Mr. Jacobson is a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration. Messrs. Webster and Parker were appointed Shareholders (as defined below) proxy as described in Item 4. No funds were involved in that appointment. Item 4. Purpose of Transaction. On September 8, 2004, the Company, on the one hand, and numerous investors (collectively, the "Investors"), on the other hand, signed a Note and Warrant Purchase Agreement ("Agreement") whereby the Investors agreed to provide a $750,000 bridge loan to the Company ("Bridge Loan") in exchange for 1,250,000 warrants to purchase shares of the Company's Common Stock. Pursuant to the Agreement, Mr. Parker purchased 41,663 ("Parker Warrants"), and Mr. Chadwick purchased 20,834 ("Chadwick Warrants"), of the 1,250,000 warrants. On the same date, the Investors, Columbus and Messrs. Siem, Kaffie, Chadwick, Trimble and Jacobson (each a "Shareholder," and collectively the "Shareholders") agreed to appoint Messrs. Webster and Parker, and each of them individually, Shareholders' proxy pursuant to the provisions of the general corporation law of the State of Delaware, with full power of substitution and resubstitution, to vote or act by written consent with respect to the Shareholder Shares (as defined below), only to accomplish the purpose and agreements as set forth in Section 1 of the Shareholder Voting Agreement (see Exhibit 1) ("Shareholder Agreement'). Section 1 of the Shareholder Agreement provides, inter alia, that the Shareholders' proxy will be used to approve (i) the issuance of additional warrants on the terms and conditions provided in the Agreement, (ii) the issuance of the Director Warrants (as defined in the Shareholder Agreement), (iii) the amendment and restatement of the Company's certificate of incorporation, and (iv) the election of Messrs. Parker and Benz to the Company's Board of Directors. As of September 8, 2004, the Shareholders were the beneficial owners of 2,744,034 shares of Company's Common Stock ("Shareholder Shares"), as described below: Columbus Petroleum Limited, Inc. 911,712 Ivar Siem 918,264 Harris A. Kaffie 723,436 Michael S. Chadwick 14,080 James M. Trimble 14,580 Michael J. Jacobson 161,962 Other than as set forth in this Item 4, the persons signing this Filing do not have any specific plans or proposals which relate to or would result in any extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; a sale or transfer of a material amount of assets of the Company or any of its subsidiaries; any change in the present board of directors or management of the Company; any change in the present capitalization or dividend policy of the Company; any other material change in the Company's business or corporate structure; changes in the Company's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Company by any person; causing a class of securities of the Company to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 095395 20 8 PAGE 13 OF 14 PAGES - --------------------- ------------------- a class of securities of the Company becoming eligible for termination or registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended; or any action similar to any of those enumerated above; but such persons reserve the right to propose or undertake or participate in any of the foregoing actions in the future. Item 5. Interest in Securities of the Issuer. (a) Mr. Webster is deemed to beneficially own 2,744,034 shares of the Company's Common Stock, which represents 40.9% of the outstanding Common Stock of the Company. Mr. Parker is deemed to beneficially own 2,785,697 shares of the Company's Common Stock, which represents 41.2% of the outstanding Common Stock of the Company. Columbus is deemed to beneficially own 911,712 shares of the Company's Common Stock, which represents 13.6% of the outstanding Common Stock of the Company. Mr. Siem is deemed to beneficially own 918,264 shares of the Company's Common Stock, which represents 13.7% of the outstanding Common Stock of the Company. Mr. Kaffie is deemed to beneficially own 723,436 shares of the Company's Common Stock, which represents 10.8% of the outstanding Common Stock of the Company. Mr. Chadwick is deemed to beneficially own 34,914 shares of the Company's Common Stock, which represents 0.5% of the outstanding Common Stock of the Company. Mr. Trimble is deemed to beneficially own 14,580 shares of the Company's Common Stock, which represents 0.2% of the outstanding Common Stock of the Company. Mr. Jacobson is deemed to beneficially own 161,962 shares of the Company's Common Stock, which represents 2.4% of the outstanding Common Stock of the Company. The percentage calculations are based upon 6,712,438 shares of the Company's Common Stock outstanding on September 8, 2004, as stated in the Agreement, and, with respect to Messrs. Parker and Chadwick, assume the exercise of the Parker Warrants and the Chadwick Warrants, respectively. (b) Messrs. Webster and Parker each have the power to vote the Shareholder Shares, which equal 2,744,034 shares of the Company's Common Stock, but only with respect to accomplish the purpose and agreements set forth in Section 1 of the Shareholder Agreement (see Exhibit 1). The Shareholders retain all sole dispositive power and other rights with respect to the voting of these 2,744,034 shares. Mr. Parker has sole voting and dispositive power over the Parker Warrants and Mr. Chadwick has sole voting and dispositive power over the Chadwick Warrants. (c) See Item 4 above. (d) Each Shareholder has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, their respective share of the 2,744,034 shares of Common Stock of the Company of which Messrs. Webster and Parker are beneficial owners. Mr. Parker has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Parker Warrants. Mr. Chadwick has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Chadwick Warrants. (e) Not applicable. SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 095395 20 8 PAGE 14 OF 14 PAGES - --------------------- ------------------- Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer. See Item 4 above. Item 7. Material to be Filed as Exhibits Exhibit 1: Shareholder Voting Agreement, dated September 8, 2004 Exhibit 2: Joint Filing Agreement SIGNATURE PAGE After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: September 30, 2004 /s/ Barrett L. Webster ------------------------------------ Barrett L. Webster Dated: September 30, 2004 /s/ F. Gardner Parker ------------------------------------ F. Gardner Parker Dated: September 30, 2004 COLUMBUS PETROLEUM LIMITED, INC. By: /s/ Michael Delouche --------------------------------- Name: Michael Delouche ------------------------------- Title: Authorized Signatory ------------------------------ Dated: September 30, 2004 /s/ Ivar Siem ------------------------------------ Ivar Siem Dated: September 30, 2004 /s/ Harris A. Kaffie ------------------------------------ Harris A. Kaffie Dated: September 30, 2004 /s/ Michael S. Chadwick ------------------------------------ Michael S. Chadwick Dated: September 30, 2004 /s/ James M. Trimble ------------------------------------ James M. Trimble Dated: September 30, 2004 /s/ Michael J. Jacobson ------------------------------------ Michael J. Jacobson EX-99.1 2 h18884exv99w1.txt SHAREHOLDER VOTING AGREEMENT EXHIBIT 99.1 BLUE DOLPHIN ENERGY COMPANY SHAREHOLDER VOTING AGREEMENT This SHAREHOLDERS VOTING AGREEMENT, dated September 8, 2004 (this "Agreement"), is made and entered into by and among the investors listed on the attached Schedule I (collectively, the "Investors"), and the following shareholders of Blue Dolphin Energy Company, a Delaware corporation (the "Company"): Columbus Petroleum Limited, Inc., a Panamanian corporation, Ivar Siem, Harris A. Kaffie, Michael S. Chadwick, James M. Trimble and Michael J. Jacobson, (each a "Shareholder," and collectively the "Shareholders"). Unless otherwise defined in this Agreement, each capitalized term used in this Agreement shall have the meaning given to such term in the Note and Warrant Purchase Agreement (the "Purchase Agreement"). W I T N E S S E T H: WHEREAS, the Company and the Investors propose to enter into the Purchase Agreement, pursuant to which the Company will issue and sell to the Investors (i) promissory notes in the aggregate principal amount of seven hundred fifty thousand dollars ($750,000), (ii) warrants (the "Initial Warrants") to acquire up to 1,250,000 shares at an exercise price of $0.25 per share (the "Exercise Price") of its common stock (the "Common Stock"), and (iii) warrants (the "Additional Warrants" and together with the Initial Warrants, the "Warrants") to acquire 1,550,000 shares of Common Stock at the same Exercise Price in consideration for the agreement by each Investor to extend the maturity date of its Note to a date that is not later than the first anniversary of the Purchase Agreement; WHEREAS, shares of Common Stock to be issued upon exercise of the Additional Warrants represent greater than 20% of the outstanding Common Stock before issuance; WHEREAS, the rules of the NASDAQ Stock Market require shareholder approval of issuances of warrants to purchase shares representing greater than 20% of a company's outstanding voting securities at a price below market; WHEREAS, the Purchase Agreement provides for the Company to issue Warrants to purchase 100,000 shares of Common Stock to (1) each of F. Gardner Parker and Lawrence N. Benz (the "Investor Nominees") and (ii) Michael S. Chadwick (the "Director Warrants"); WHEREAS, the Purchase Agreement provides for the nomination of the Investor Nominees for election to the Board of Directors; WHEREAS, election to the board of directors requires the approval of a plurality of the shareholders of the Company; WHEREAS, each Shareholder is the beneficial owner (as defined in Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act")) of shares of the outstanding Common Stock in the amounts indicated on Schedule I of this Agreement; and WHEREAS, as an inducement to the Investors entering into the Purchase Agreement, the Shareholders have agreed to enter into this Agreement to provide for certain agreements relating to (i) approval of the issuance of the Additional Warrants in consideration for the agreement by the Investors to extend the maturity date of the Notes, (ii) the issuance of the Director Warrants, (iii) amendment of the Company's certificate of incorporation, and (iv) the election of the Investor Nominees to the board of directors; NOW, THEREFORE, in consideration of the foregoing and the mutual agreements set forth herein, the parties to this Agreement hereby agree as follows: 1. Agreement to Vote Shares. Each Shareholder agrees that, at any special or annual meeting of shareholders of the Company, such Shareholder shall vote all shares of Common Stock registered in its, his or her name or beneficially owned by it, him or her as of the date hereof and any and all other capital stock of the Company legally or beneficially acquired by such Shareholder after the date hereof (collectively, the "Subject Shares") to approve (i) the issuance of the Additional Warrants on the terms and conditions provided in the Purchase Agreement, (ii) the issuance of the Director Warrants, (iii) the amendment and restatement of the Company's certificate of incorporation, (iv) the election of the Investor Nominees to the board of directors as provided in the Purchase Agreement, and (v) any other aspects of the transactions described in the Purchase Agreement that are required by the Securities and Exchange Commission or NASDAQ Stock Market to be voted upon by the shareholders of the Company. Each Shareholder represents to the Investors that as of the date hereof such Shareholder beneficially owns the number of outstanding shares of Common Stock set forth opposite such Shareholder's name on the attached Schedule I. 2. Irrevocable Proxy. (a) Grant of Proxy. THE SHAREHOLDERS HEREBY APPOINT F. GARDNER PARKER AND BARRETT L. WEBSTER, AND EACH OF THEM INDIVIDUALLY, SHAREHOLDERS' PROXY PURSUANT TO THE PROVISIONS OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE, WITH FULL POWER OF SUBSTITUTION AND RESUBSTITUTION, TO VOTE OR ACT BY WRITTEN CONSENT WITH RESPECT TO THE SUBJECT SHARES ONLY TO ACCOMPLISH THE PURPOSE AND AGREEMENTS SET FORTH IN SECTION 1 HEREOF. THIS PROXY IS GIVEN TO SECURE THE PERFORMANCE OF THE DUTIES OF THE SHAREHOLDERS UNDER THIS AGREEMENT. THE SHAREHOLDERS AFFIRM THAT THIS PROXY IS COUPLED WITH AN INTEREST AND SHALL BE IRREVOCABLE. THE SHAREHOLDERS SHALL TAKE SUCH FURTHER ACTION AND EXECUTE SUCH OTHER INSTRUMENTS AS MAY BE NECESSARY TO EFFECTUATE THE INTENT OF THIS PROXY. (b) Other Proxies Revoked. The Shareholders represent that any proxies heretofore given in respect of the Subject Shares are not irrevocable, and that all such proxies are hereby revoked. 2 3. Restriction on Transfer of Subject Shares, Proxies and Noninterference. During the period before the Closing of the transactions contemplated by, or the termination of, the Purchase Agreement, the Shareholders shall not, directly or indirectly, in their capacity as stockholders of the Company, except pursuant to the terms and conditions of this Agreement: (a) offer for sale, sell, transfer, tender, loan, pledge, encumber, assign, or otherwise dispose of, or enter into any contract, option, or other arrangement or understanding with respect to or consent to the offer for sale, sale, transfer, tender, pledge, encumbrance, assignment, or other disposition of, grant any rights with respect to, or enter into any transaction which is designed to, or might be reasonably be expected to, resort in the disposition (whether by actual disposition or effective economic disposition due to cash settlement or otherwise) of any right, title and interest in any or all of the Subject Shares; (b) grant any proxies or powers of attorney, deposit any of the Subject Shares into a voting trust or enter into a voting agreement with respect to any of the Subject Shares; or (c) take any action that would make any representation or warranty contained herein untrue, inaccurate or incorrect or have the effect of impairing the ability of any Shareholder to perform such Shareholder's obligations under this Agreement or preventing or delaying the consummation of any of the transactions contemplated hereby or by the Purchase Agreement. 4. Cooperation. The Shareholders shall reasonably cooperate with the Investors and the Company in connection with their respective efforts to fulfill the conditions to the Purchase Agreement. 5. Further Assurances. The Shareholders shall execute and deliver such other documents and instruments and take such further actions as may be necessary or appropriate and reasonably requested by the Investors in order to ensure that the Investors receive the full benefit of this Agreement. 6. Successors, Assigns and Transferees. The terms and provisions of this Agreement shall bind, inure to the benefit of and be enforceable by or against the successors, assigns or transferees of each of the parties hereto. No party hereto may assign its rights under this Agreement, except that each Investor may assign its rights to an affiliate. 7. Entire Agreement; Amendments. This Agreement, and such additional instruments as may be concurrently executed and delivered pursuant to this Agreement, constitutes the entire understanding of the parties with respect to its subject matter. There are no restrictions, agreements, promises, representations, warranties, covenants or undertakings other than those expressly set forth herein or in the documents delivered concurrently herewith. This Agreement may be amended only by a written instrument duly executed by all the parties hereto. 8. Headings. The section headings contained in this Agreement are for reference purposes only and shall not effect in any way the meaning or interpretation of this Agreement. 9. Notices. All notices, requests, claims, demands and other communications hereunder shall be in writing and shall be given (and shall be deemed to have been duly given if so given) by hand delivery, facsimile or by mail (registered or certified, postage prepaid, return receipt requested) to the respective parties as follows: 3 (a) If to an Investor: To the address listed on the attached Schedule I or to such other address the person to whom notice is given may have previously furnished to the others in writing in the manner set forth above. with a copy to counsel for Western Gulf: Gardere Wynne Sewell LLP 1000 Louisiana, Suite 3400 Houston, Texas 77002 Attention: N.L. Stevens III Telefax: 713-276-5807 (b) If to a Shareholder: To his address listed on the attached Schedule I or to such other address as the person to whom notice is given may have previously furnished to the others in writing in the manner set forth above. with a copy to counsel for the Company: Porter & Hedges, L.L.P. 700 Louisiana, 35th Floor Houston, Texas 77002 Attention: Nick D. Nicholas Telefax: 713-226-0237 10. Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of the State of Delaware, without reference to the conflict of laws principles thereof. 11. Waiver. Any waiver by any party of a breach of any provision of this Agreement shall not operate as or be construed to be a waiver of any other breach of such provision or of any breach of any other provision of this Agreement. The failure of a party to insist upon strict adherence to any term of this Agreement on one or more occasions shall not be considered a waiver or deprive that party of the right thereafter to insist upon strict adherence to that term or any other term of this Agreement. 12. Challenges to Agreement. In the event that any part of this Agreement or any transaction contemplated hereby is temporarily, preliminarily or permanently enjoined or restrained by a court of competent jurisdiction, the parties hereto shall use their reasonable best efforts to cause any such injunction or restraining order to be vacated or dissolved or otherwise declared or determined to be of no further force or effect. 4 13. Specific Performance. Each of the Shareholders acknowledges and agrees that irreparable harm would occur if any provision of this Agreement were not performed in accordance with the terms thereof, or were otherwise breached, and that such harm could not be remedied by an award of damages. Accordingly, each of the Shareholders agrees that any non-breaching party shall be entitled to injunctive relief to prevent breaches of this Agreement and to enforce specifically the terms and provisions hereof. 14. Counterparts. This Agreement may be executed in counterparts, each of which shall be an original, but each of which together shall constitute one and the same Agreement. 15. Termination. This Agreement shall terminate upon the earlier of (a) eighteen (18) months after the date hereof or (b) the conclusion of the Company's annual meeting of Shareholders for its fiscal year ending December 31, 2004 (which meeting is contemplated to occur after December 31, 2004 and on or before December 31, 2005) at which directors of the Company are elected by its shareholders. Notwithstanding any provision of this Agreement to the contrary, in the event the employment of Michael J. Jacobson is involuntarily terminated by the Company during the term of this Agreement (a "Terminated Employee") this Agreement shall terminate as to such Terminated Employee. 5 IN WITNESS WHEREOF, and intending to be legally bound hereby, each of the undersigned parties has executed or caused this Agreement to be executed on the date first above written. INVESTORS: WESTERN GULF PIPELINE PARTNERS, LP By: PEREGRINE MANAGEMENT, LLC, Its General Partner By: /s/ Barrett L. Webster -------------------------------- Barrett L. Webster, its Manager /s/ F. Gardner Parker --------------------------------------- F. Gardner Parker /s/ Ramsay H. Gilman --------------------------------------- Ramsay H. Gilman /s/ Laurence N. Binz --------------------------------------- Laurence N. Binz /s/ David R. Bolton --------------------------------------- David R. Bolton /s/ Lee Moore --------------------------------------- Lee Moore /s/ Macille G. Moore --------------------------------------- Macille G. Moore /s/ W. Tyler Moore, Jr. --------------------------------------- W. Tyler Moore, Jr. Schmid Family Trust U/D/T 09-05-97 By: /s/ Lewis B. Schmid --------------------------------------- , Trustee ------------------- 6 /s/ Michael S. Chadwick --------------------------------------- Michael S. Chadwick /s/ Ben T. Morris --------------------------------------- Ben T. Morris /s/ Don A. Sanders --------------------------------------- Don A. Sanders /s/ Katherine U. Sanders --------------------------------------- Katherine U. Sanders Sanders 1998 Children's Trust By: /s/ Don Weir ------------------------------------ Sanders Opportunity Fund, LP By: /s/ Don A. Sanders ------------------------------------ ------------------------------- Sanders Opportunity Fund (Institutional), LP By: /s/ Don A. Sanders ------------------------------------ ------------------------------- DON WEIR AND JULIE ELLEN WEIR, tenants in common /s/ Don Weir --------------------------------------- Don Weir /s/ Julie Ellen Weir --------------------------------------- Julie Ellen Weir 7 SHAREHOLDERS: COLUMBUS PETROLEUM LIMITED, INC. By: /s/ Michael Delouche ------------------------------------ Name: Michael Delouche ---------------------------------- Title: Authorized Signatory --------------------------------- /s/ Ivar Siem --------------------------------------- Ivar Siem /s/ Harris A. Kaffie --------------------------------------- Harris A. Kaffie /s/ Michael S. Chadwick --------------------------------------- Michael S. Chadwick /s/ James M. Trimble --------------------------------------- James M. Trimble /s/ Michael J. Jacobson --------------------------------------- Michael J. Jacobson 8 Schedule I
NUMBER OF OUTSTANDING SHAREHOLDER SHARES OF COMMON STOCK OWNED ----------- ---------------------------- Columbus Petroleum Limited, Inc. 911,712 Aeulestrasse 74, FL-9490 Vaduz, Liechtenstein Ivar Siem 918,264 c/o Blue Dolphin Energy Company 801 Travis, Suite 2100 Houston, Texas 77002 Harris A. Kaffie 723,436 c/o Blue Dolphin Energy Company 801 Travis, Suite 2100 Houston, Texas 77002 Michael S. Chadwick 14,080 c/o Sanders Morris Harris 3100 Chase Tower 600 Travis, Suite 3100 Houston, Texas 77002 James M. Trimble 14,580 c/o Blue Dolphin Energy Company 801 Travis, Suite 2100 Houston, Texas 77002 Michael J. Jacobson 161,962 c/o Blue Dolphin Energy Company 801 Travis, Suite 2100 Houston, Texas 77002
9 EX-99.2 3 h18884exv99w2.txt JOINT FILING AGREEMENT EXHIBIT 99.2 AGREEMENT OF JOINT FILING The undersigned hereby agree that this Schedule 13D filed on or about this date as well as all future amendments with respect to the beneficial ownership by the undersigned of the Company's Common Stock shall be filed jointly. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii). Dated: September 30, 2004 /s/ Barrett L. Webster ------------------------------------ Barrett L. Webster Dated: September 30, 2004 /s/ F. Gardner Parker ------------------------------------ F. Gardner Parker Dated: September 30, 2004 COLUMBUS PETROLEUM LIMITED, INC. By: /s/ Michael Delouche --------------------------------- Name: Michael Delouche ------------------------------- Title: Authorized Signatory ------------------------------ Dated: September 30, 2004 /s/ Ivar Siem ------------------------------------ Ivar Siem Dated: September 30, 2004 /s/ Harris A. Kaffie ------------------------------------ Harris A. Kaffie Dated: September 30, 2004 /s/ Michael S. Chadwick ------------------------------------ Michael S. Chadwick Dated: September 30, 2004 /s/ James M. Trimble ------------------------------------ James M. Trimble Dated: September 30, 2004 /s/ Michael J. Jacobson ------------------------------------ Michael J. Jacobson -----END PRIVACY-ENHANCED MESSAGE-----